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Democracy and Governance

INCREASED INDEPENDENCE OF SELECTED GOVERNMENT INSTITUTIONS

Parliamentary Strengthening Program

For several years, USAID/Kenya implemented a civil society strategy.  This was informed by the belief that any improvements in the political and economic environment in Kenya could be sustained in the long run only by development of multiple and effective constituencies for reform.  As a result of increased pressure from civil society for reform, USAID amended its strategic objective to include support to selective institutions of governance to respond more effectively to civil society.  In particular, Parliament was singled out as an institution that can represent civil demands for democratic reform, generate necessary reform legislation and act as an overseer of the executive.  Moreover, the National Assembly was seen as having considerable potential to contribute to Kenya's democratic transition on the following grounds:

a) Since the 1997 elections, Parliament has shown notable signs of progress - with some executive-backed legislation being amended or rejected through efforts of some Parliamentarians.

b) The inter-party reforms negotiated in late 1997 re-established the National Assembly's Committee system, which has the potential to more effectively aggregate citizen input on legislation and public policy.  Moreover, half of the twelve nominated Parliamentary seats established under the constitution were allocated to the opposition (according to individual party strength).

c) Also significant was the passage of the Parliamentary Service Commission Act in 1999, which substantially de-linked Parliament from the Executive in financial and administrative terms. 

d) The ongoing constitutional reform promises to even give more powers to the Parliament.  Other proposed reforms include: curb on presidential power to dissolve Parliament, increased Parliamentary authority over the national budget, and action by the Assembly to implement the recommendations of its watchdog committees.

Despite the obvious progress made by Parliament in the past few years, the Assembly’s functional autonomy and ability to perform its multiple roles have continued to be constrained by other factors, such as structural weaknesses, and the challenges of coalition building within political parties, etc.  As a representative body with a legislative role, the Assembly is strategically placed to link public will to government policy and effect genuine structural reforms necessary to promote democratization.  This, in turn, will support a more broadly distributed institutional balance of power within Kenya's political system.

Legislative Support Through Civil Society:

Some of the civil society that USAID has supported to implement Parliamentary activities include the Institute of Policy Analysis and Research (IPAR) to conduct policy research and analysis, the Institute of Economic Affairs (IEA) to undertake budget analysis, Transparency International (TI) to work with an association of parliamentarians against corruption and the Center for Governance and Development (CGD) analyze draft legislation and hold governance workshops, and research corruption. 

USAID's legislative support activities include:

* The anti-corruption work supported with economic support funds to review reports of the Controller and Auditor General over the past 10 years, and publicize the findings.  In addition, support the work of the Parliamentary anti-corruption committee in synthesizing their report and drafting the Economic Crimes Bill. 

* Support for the analyses of various bills pending before the House.  This entails holding seminars for business people, MPs, CSOs and other interested individuals.  Workshop findings are synthesized into a Bill's Digest that is forwarded to all MPs.  This is supposed to improve quality of debate and the subsequent legislation.

* Facilitate workshops for MPs mainly on topical issues - such as economic decline and constitutional reform. 

* Limited support to spearhead the establishment of the civil-society based resource center.

* Provision of resource material for Parliament - in the absence of staff support and facilities within Parliament.  Support in the past has included drafting of Bills and paying for experts (e.g., the Parliamentary Service Commission Bill, Anti-Corruption Bill, etc.).

* Organize exchange visits for MPs to learn best practices.  USAID has funded an exchange visit by the Parliamentary Anti-Corruption Committee to Botswana. 

* Projects aimed at raising interest among MPs and public on the budgetary process and facilitate citizens' input.  Organizing open hearings where suggestions on what should go into the budget will be made.  In addition, a post-budget forum to analyze the budget will be held a few weeks after budget presentation.

Because a big proportion of the work of the Parliament focuses on the National Budget of Kenya, the major policy document of the Kenyan Government, our resources have gone into supporting our partners efforts to assist the Parliament to play a more effective role in the budget process.  But there is significant scope for their playing a greater role.


State University of New York Program:

The USAID/K DG Strategy envisions support to select government institutions which can increase accountability and oversight in order to achieve sustainable reforms and accountable governance to improve the balance of power among the institutions of government.  A 1998 DG assessment and subsequent developments convinced us that there is scope for assistance to Parliament as a result of the structural and political changes that had taken place in the parliamentary arena.  In August 2000, USAID signed a three-year contract with the State University of New York, International Development Group (SUNY) to act as an intermediary in the implementation of a parliamentary strengthening program for Kenya.  The purpose of the program is to increase the National Assembly’s ability to:

a) generate sound legislation that would have a positive impact on the economic development and the democratization process in Kenya;

b) act as an arena for citizens’ input into public policy and legislative formation and articulate the concerns of ordinary citizens about important local and national issues;  and

c) more effectively oversee and monitor the policies and actions of the executive branch, particularly fiscal management.

With the passage of a constitutional amendment in late 1999, increasing parliament’s structural autonomy, the Parliamentary Service Commission (PSC) is responsible for the budget and management of the National Assembly.  The PSC designed a strategic plan to guide Parliament’s development over the next twelve years and requested the donor assistance in fine-tuning the plan.  SUNY used the PSC’s Plan as the basis for its assistance program.  From this broad program, SUNY identified areas that the U.S. Government could support.  These include: training for the parliamentary committees and staff, arranging study tours for Members of Parliament (MPs), linking MPs to experts who can provide information on public policy and pending legislation, facilitating contacts between MPs and interest groups, and addressing the long term need for a parliament-wide management information system by providing computers  and a road map for long term IT support, supporting an internship program, organizing forums for MPs, GOK representative from Kenya Revenue Authority and Treasury to discuss national policy.

Coordinating Support to Parliament:

In order to enhance the impact of parliamentary support, USAID has advised these partners to consider planning and executing programs cooperatively, especially if they involve training MPs and parliamentary staff.  Consequently, our parliamentary program has a strong emphasis on establishing linkages among the government, Parliament and civil society.

We suggested that our partners use the government budget process as one entry point for their work.  As part of joint programming, SUNY sponsors annually joint programs for MPs to discuss GOK budgets including the Finance Bills.  The purpose of the seminars is to enhance the quality of parliamentary debate on the GOK budget when it comes up for parliamentary debate early throughout the year.

One lesson learned is that Parliament requires expert knowledge of economic issues/challenges facing the country.  This hampers their effectiveness in devising effective legislation, representing their constituents and providing alternatives to the Government of Kenya (GOK) programs. Given that the country is currently facing an economic crisis, it is critical that the Mission provide MPs as well as the GOK and civil society with opportunities for engaging in a constructive dialogue in order to broaden the ownership of economic and political reforms. The best way of achieving this is to host discussions and seminars on key national issues so that MPs, think-tanks and the GOK can discuss and exchange information.

Given the scope of possibility for parliamentary work and the important role Parliament is likely to play in Kenya in the next few years, our goal is make our combined parliamentary work more effective. 

We also plan to expand the very successful work of IEA and CGD through their budget hearing, economic governance and bills digest program to allow citizens’ input into the budget process by encouraging citizens groups to lobby MPs on various issues throughout the budget cycle.  We believe that by jointly planning support to Parliament, our partners will be better placed to enhance Parliament’s capacity for budget analysis and eventually strengthening Parliament’s oversight and representation functions.  We plan to repeat the series of training programs for MPs on the budget cycle annually.

Ministry of Justice & Constitutional Affairs and the Department of Governance & Ethics, Office of the President

With a positive democratic transition in Kenya and a new government committed to economic governance, the promotion of transparency in Kenya is a program area into which USAID is expanding.  The Mission is now receiving direct requests from the Government of Kenya (GOK) to assist them in fighting corruption and the USAID Administrator has shared our intention with the President of Kenya to do just that.  We anticipate working more directly with the Ministry of Justice and Constitutional Affairs as well as the Department of Governance and Ethics to strengthen and expand the GOK’s own anti-corruption efforts.  Along with other donor organizations, USAID will be supporting the national anti-corruption campaign, along with critical support to legal sector reforms that will ensure a more favorable environment for the promotion of transparency and accountability throughout the public sector. 
 
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